| Location: |
MA-Boston
Northeast (CT, ME, MA, NH, RI & VT) |
| Salary Range: |
$120,000 - $150,000 DOE plus bonus. |
| Bonus & Incentives: |
15%-20% annual bonus predicated on company and individual performance. |
| Position Responsibilities: |
Our client, a leading wealth management firm that provides comprehensive asset management and financial advisory services to high net worth individuals, families, foundations and endowments worldwide, applies a comprehensive understanding of tax, trust, estate planning and philanthropic needs to create customized asset allocation and investment management solutions for its clients. We invite you to consider this career growth opportunity to join a team of professionals that deliver a broad range of offerings, including proprietary investment solutions and a robust open architecture platform of traditional and alternative managers. Working through multiple offices countrywide, our client manages nearly $17 billion in assets. GENERAL DESCRIPTION:
The Audit Manager will coordinate execution of the audit plan for their area of responsibility, as defined by the Regional Director. The Audit Manager will perform portions of the audit work, supervise and review work performed by staff auditors or third party contractors, and present audit results and recommendations to Management. The Audit Manager is also responsible for providing objective assurance and consulting services by evaluating and improving the effectiveness of risk management control and governance processes and monitoring compliance with existing financial and operational controls.
PRIMARY DUTIES/RESPONSIBILITIES:
1) Coordinate analysis of risk in areas of assigned audit responsibility and prepare proposed internal audit plans based on the results of the risk analysis. 2) Schedule planned audits and coordinate planning for specific audits with customers. 3)Conduct planning and risk analysis for specific audits and prepare audit programs and approaches that meet the objectives of those audits. 4) Perform audit work and supervise the performance of work by any assigned staff or contractors, including reviewing workpapers, documenting control weaknesses or inefficiencies and managing the completion of the audit within the given timeframe. 5) Prepare audit results and conduct exit meetings to obtain management concurrence and responses. 6) Prepare audit reports and clear those reports with audit customers prior to issuance. 7) Keep Regional Director and departmental CAO informed of audit activities. 8) Assist in training and development of team members by providing on the job coaching, delivering constructive and motivating feedback, and participation in the performance management process. 9) Perform other duties and special projects as assigned by the Regional Director. 10) Train, facilitate and consult with process owners to enable the business to manage their Governance, Risk and Compliance (GRC) responsibilities using BWise. 11) Actively contribute to developing a culture of risk awareness throughout the organization.
|
| Education and Certifications/Licenses: |
Bachelors |
| Mandatory Minimum Qualifications: |
1) Bachelor’s degree in Accounting or Finance preferred. Other business related degrees considered depending upon relevant experience. MBA a plus. 2) Minimum of 5 to 8 years of audit experience, including acting in the capacity of a supervisor. 3) MUST HAVE Regulation 9 and Trust experience. 4) Ability to travel domesticallyand internationally up to 30%. |
| Preferred Qualifications: |
1) CPA, CA, CIA, CFIRS/CTA or CISA preferred. 2) Combination of public accounting experience (prefer Big 4) and internal auditing experience preferred. 3) Strongly prefer experience within the asset management, securities or banking industries. |
| Additional Comments: |
This is a career development opportunity offering visibility and interaction with Senior Management. It is a leadership role that will fully draw on the individual’s functional, technical and industry expertise, and requires a person who is detail-oriented and also able to manage the bigger picture. Our client is highly regarded within the Private Wealth Management Industry. |
| Benefits: |
Medical, Dental, Vision, Life, Accident, Business Travel Insurance, Sick Leave, Short & Long-Term Disability, 401k & Money Purchase Retirement Plans, Dependent Life & Accident Insurance & much more.
|
| Overnight Travel: |
30% |
| Relocation Assistance: |
Yes |
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