| Location: |
NY-NYC
Mid-Atlantic (DE, DC, MD, NJ, NY, PA, VA & WV) |
| Salary Range: |
determined on interview |
| Bonus & Incentives: |
DOE |
| Position Responsibilities: |
Our client is seeking a Compliance Manager/Specialist who has worked for at least three years in an asset management firm or investment house/bank maintaining policies and procedures regarding confidential information. More specifically in the area of the SEC Act of 1934, rule 10b-5, but must be completely knowledgeable of entire SEC Act of 1934 and Securities Act of 1933. |
| Education and Certifications/Licenses: |
Bachelors |
| Mandatory Minimum Qualifications: |
BA, 3 years experince in compliance for investment firm, hedge fund or asset management group |
| Preferred Qualifications: |
MBA or JD a plus, |
| Additional Comments: |
Please note salary is DOI, numbers posted only refelct limited choices on this site, but client is willing to pay top dollar for right candidate. |
| Benefits: |
full benefit package
|
| Overnight Travel: |
No Required Travel |
| Relocation Assistance: |
No |
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